Interagency Statement on Community Reinvestment Act Joint Agency Action
The Federal Reserve Board, the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency (OCC) are committed to working together to jointly strengthen and modernize regulations implementing the Community Reinvestment Act (CRA).
Jul 21, 2021
SEC Charges Company and Two Executives for Misleading COVID-19 Disclosures
The Securities and Exchange Commission today announced charges against Parallax Health Sciences Inc. for making misleading statements about its efforts to fight COVID-19. The SEC also charged Parallax’s Chief Executive Officer Paul Arena and its Chief Technology Officer Nathaniel Bradley for their roles in the statements.
Jul 14, 2021
SEC Charges Three Individuals with Insider Trading
The Securities and Exchange Commission today charged three individuals with insider trading in advance of an announcement by Long Blockchain Company (formerly known as Long Island Iced Tea Co.)
Jul 14, 2021
SEC Charges TheBull with Selling "Insider Trading Tips" on the Dark Web
The Securities and Exchange Commission today charged Apostolos Trovias, a Greek national, with perpetrating a fraudulent scheme to sell what he called "insider trading tips" on the Dark Web.
Jul 14, 2021
SEC Announces $97 Million Enforcement Action Against TIAA Subsidiary for Violations in Retirement Rollover Recommendations
The Securities and Exchange Commission today announced that TIAA-CREF Individual & Institutional Services LLC (TC Services),
Jul 14, 2021
SEC Charges SPAC, Sponsor, Merger Target, and CEOs for Misleading Disclosures Ahead of Proposed Business Combination
The Securities and Exchange Commission today announced charges against special purpose acquisition corporation Stable Road Acquisition Company, its sponsor SRC-NI, its CEO Brian Kabot, the SPAC’s proposed merger target Momentus Inc.
Jul 14, 2021
Agencies Request Comment on Proposed Risk Management Guidance for Third-Party Relationships
The federal bank regulatory agencies today requested public comment on proposed guidance designed to help banking organizations manage risks associated with third-party relationships, including relationships with financial technology-focused entities.
Jul 14, 2021Editors Choice
Global X which has $30 billion in managed assets, Files for Bitcoin ETF
New York-based exchange-traded fund (ETF) supplier, Global X, has joined the steadily developing rundown of bitcoin ETF possibilities with another recording with the U.S. Securities...;
