The platform is used to open trading accounts for customers. These accounts purportedly allow customers to trade in contracts for difference (CFDs), forex products, commodities, shares, indices and crypto currencies. The company makes investment decisions regarding the accounts without consulting the account holders beforehand.

The Securities and Exchange Commission today announced that it has approved the registration of its first security-based swap data repository (SDR). With today’s registration of DTCC Data Repository (U.S.), LLC (DDR), the security-based swap market now has the first SDR that can accept transaction reports.

The Securities and Exchange Commission today announced awards totaling approximately $22 million to two whistleblowers whose information and assistance were of crucial importance to successful SEC enforcement actions brought against a financial services firm.

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of April 1, 2021 through April 30, 2021.

Pursuant to announcement made by the Hon’ble Finance Minister in her budget speech for FY 2019-20 regarding Social Stock Exchanges, SEBI had constituted a Working Group (WG) on Social Stock Exchange (SSE) in September, 2019 under the Chairmanship of Shri Ishaat Hussain.

The Office of the Advocate for Small Business Capital Formation will host the Securities and Exchange Commission's 40th Annual Government-Business Forum on Small Business Capital Formation virtually from May 24-27, 2021.

The Securities and Exchange Commission today charged sports apparel manufacturer Under Armour Inc. with misleading investors as to the bases of its revenue growth and failing to disclose known uncertainties concerning its future revenue prospects. Under Armour has agreed to pay $9 million to settle the action.